Part 1, 2. Scope (2)

Q(Question)

May information provision to healthcare professionals with whom an advisory or other outsourcing contract has been concluded be considered outside the scope of the Guidelines?

A(MHLW answer)

Whether an activity constitutes a 'sales information provision activity' is assessed and determined individually based on the actual activities conducted; therefore, the existence of an outsourcing contract with a healthcare professional does not automatically exclude the activity from the scope of the Guidelines.

So what (meaning): Even if information is provided to physicians or other healthcare professionals under an advisory or outsourcing contract, the Guidelines apply if the actual activity qualifies as sales information provision. The contractual relationship is not grounds for exemption.

So why (rationale): The principle of assessing actual activity content is applied consistently to prevent circumvention through the use of contractual frameworks to reclassify information provision as exempt 'contracted services.'

Commentary — background, application, practical notes

Advisory boards, external expert committees, and research consulting arrangements are common industry practices through which pharmaceutical companies engage healthcare professionals under formal outsourcing contracts. While these arrangements are intended to obtain scientific advice from external experts, the interpretation that information provided to such contracted parties constitutes 'sharing with an external contractor' and is therefore exempt from the Guidelines has been rejected.

A typical scenario is providing a group of physicians under advisory agreements with a 'preview' of clinical data on a new indication for the company's own product and soliciting their opinions. Even though the formal framing is one of collecting expert feedback, if the substance of the information is dominated by data favorable to the company's product, the actual nature of the activity may be judged as sales information provision.

The reason that a contractual relationship provides no basis for exemption lies in the same 'substance-over-form' principle common to Q3 and Q4. The assessment is always based on the content, purpose, and manner of each individual activity, regardless of the type of relationship involved. Information provided to healthcare professionals in advisory contexts should also ideally pass through standard materials review.

Source: MHLW MSA Guidelines Q&A Part 1, Feb 20 2019, Q6